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New Form ADV Part 3 (CRS), Reg BI,
and Fiduciary Duty Seminar 2019
Atlanta - New Form ADV Part 3 (CRS), Reg BI, and Fiduciary Duty Seminar 2019
Thu, Oct 03
|Century Plaza 1, Suite 100
Do you have questions about the new ADV Part 3 (Client Relationship Summary)?
Registration is Closed
See other eventsTime & Location
Oct 03, 2019, 9:00 AM – 4:30 PM
Century Plaza 1, Suite 100, 2987 Clairmont Road, Atlanta, GA, USA
About the event
Topics
New ADV Part 3 (Client Relationship Summary)
Best interest and fiduciary standards as described by the SEC recent releases
How Regulation BI and related releases impact your RIA business
The SEC’s interpretation of the Investment Adviser Broker-Dealer Exclusion
Department of Labor’s Rules impacting RIAs
Tickets
Registration
Registration fee includes continental breakfast and lunch.
$200.00
Sale ended
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