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New Form ADV Part 3 (CRS), Reg BI,
and Fiduciary Duty Seminar 2019
Atlanta Registered Investment Adviser Compliance Seminar
Thu, Oct 04
|Century Plaza 1
With guest speaker Noula Zaharis, the Director of the Securities Division at the Georgia Secretary of State.
Registration is Closed
See other eventsTime & Location
Oct 04, 2018, 9:00 AM – 4:00 PM
Century Plaza 1, 2987 Clairmont Rd, Atlanta, GA 30329, USA
About the event
Topics
Best practices and recent developments in advertising and social media
Confronting cyber risks, data breaches, and privacy risks
How to prepare for regulatory examinations and avoid common deficiencies
Standing Letters of Authorization and other Custody Issues
How to design and maintain a compliance program
Tickets
Early Registration
For registering before September 25, 2018.
$200.00
Sale ended
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