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Atlanta Registered Investment Adviser Compliance Seminar

Thu, Oct 04

|

Century Plaza 1

With guest speaker Noula Zaharis, the Director of the Securities Division at the Georgia Secretary of State.

Registration is Closed
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Time & Location

Oct 04, 2018, 9:00 AM – 4:00 PM

Century Plaza 1, 2987 Clairmont Rd, Atlanta, GA 30329, USA

About the event

Topics

  • Best practices and recent developments in advertising and social media

  • Confronting cyber risks, data breaches, and privacy risks

  • How to prepare for regulatory examinations and avoid common deficiencies

  • Standing Letters of Authorization and other Custody Issues

  • How to design and maintain a compliance program

Tickets

  • Early Registration

    For registering before September 25, 2018.

    $200.00

    Sale ended

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Parker MacIntyre 2987 Clairmont Road NE, Suite 200, Atlanta, Georgia 30312

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