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Charlotte - New Form ADV Part 3 (CRS), Reg BI, and Fiduciary Duty Seminar 2019

Wed, Oct 09

|

Hilton Charlotte Center City

Do you have questions about the new ADV Part 3 (Client Relationship Summary)? Bring your questions! There will be Q&A sessions designed to let you ask the questions you want to ask!

Registration is Closed
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Time & Location

Oct 09, 2019, 9:00 AM – 4:30 PM

Hilton Charlotte Center City, 222 East 3rd St, Charlotte, NC 28202, USA

About the event

Topics

  • New ADV Part 3 (Client Relationship Summary)

  • Best interest and fiduciary standards as described by the SEC recent releases

  • How Regulation BI and related releases impact your RIA business

  • The SEC’s interpretation of the Investment Adviser Broker-Dealer Exclusion

  • Department of Labor’s Rules impacting RIAs

Tickets

  • Registration

    Registration fee includes continental breakfast and lunch.

    $200.00

    Sale ended

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Parker MacIntyre 2987 Clairmont Road NE, Suite 200, Atlanta, Georgia 30312

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