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New Form ADV Part 3 (CRS), Reg BI,
and Fiduciary Duty Seminar 2019
Nashville Registered Investment Adviser Compliance Seminar
Tue, Oct 16
|Envision Conference Center
Registration is Closed
See other eventsTime & Location
Oct 16, 2018, 9:00 AM – 4:00 PM
Envision Conference Center, 9010 Overlook Blvd, Brentwood, TN 37027, USA
About the event
Topics
Best practices and recent developments in advertising and social media
Confronting cyber risks, data breaches, and privacy risks
How to prepare for regulatory examinations and avoid common deficiencies
Standing Letters of Authorization and other Custody Issues
How to design and maintain a compliance program
Tickets
Early Registration
For registering before September 25, 2018.
$200.00
Sale endedRegular Ticket
For registering on or after September 25, 2018
$250.00
Sale ended
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